Ben Lee

Contributor

Mr. Lee hails from Houston by way of Shanxi. A longtime investment analyst and financial commentator before the 2008 crash, he has since concentrated on providing consultant services to clients in the securities and employer benefits industries.

Are Small-Account Clients Losing You Money? Facet Wealth Wants Them

Facet Wealth is a financial planning platform for small-account clients, which are rarely profitable for traditional financial advisors

SEC Proposal Fails to Alleviate Investor Confusion

The Securities and Exchange Commission's new advice reform package aims to differentiate between brokers and advisors, but it has a major loophole, according to InvestmentNews.

Majority of Registered Reps Work at Dual-Registered Firms

With the Interest Rate Rising, Some Funds Have Yields Over 5%

Some ETFs and mutual funds now have yields above 5%, but higher returns mean higher risk.

Pershing Survey: Top Advisors Made $558K Last Year - What You Should Be Making

The financial advice industry continues to thrive, but advice firms may need to recalibrate how the do business, according to a recent white paper.

Automated Workflows Can Improve Client Experience

Implementing automated workflows can help advisors keep up with client demands while increasing personal contact.