Sawtooth: Prepare Your Practice For The Investment Adviser Act

The Wealth Advisor Contributor
April 10, 2021

Join Sawtooth and Capital Market Consultants TOMORROW at 3 ET for an exclusive webinar. Registrations are still open and you don't need to be an affiliate to participate.

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Want more detail on the agenda or just want to line up access to the materials? Sawtooth is standing by if you reach out via the VIP Messenger.

During this session you will learn:

  • The SEC comments and final ruling
  • Practice implications for RIAs
  • Subject matter you should be prepared to explain/ defend in upcoming exams

Barry Mendelson will be speaking. He's the founder of Capital Market Consultants, Inc. an independent research and consulting firm providing customized investment manager, capital market and economic thought leadership to financial advisors.

Barry has worked in the financial services industry for over thirty-five years. He brings a wealth of practice management, business building, and investment management consulting experiences to client engagements. 

CMC was the first Outsourced Chief Investment Officer (OCIO) service firm founded in 2002 dedicated exclusively to wealth managers and financial advisors. They provide comprehensive OCIO services available in comprehensive concierge or a la carte research and asset management solutions.

CMC also offers a suite of globally diversified, multi-asset class model portfolios to advisors through the Sawtooth Platform.

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