Ben Lee Contributor Mr. Lee hails from Houston by way of Shanxi. A longtime investment analyst and financial commentator before the 2008 crash, he has since concentrated on providing consultant services to clients in the securities and employer benefits industries.
The DOL Rule Applies to RIAs, Too Documentation requirements apply even to advisors who don't sell high-commission products.
Record Keepers Bet on Managed Accounts Over Target-Date Funds Record keepers are betting that 401(k) managed accounts will become more popular in relation to target-date funds
Advising Clients on Avoiding Draining Old 401(k)s Financial advisors often help new and existing clients rollover their old 401(k) plans into individual retirement accounts...
How to Sound Authoritative and Charismatic Financial advisors could take a cue from how successful politicians and business leaders talk.
Combining UMAs with Robos to Serve More Clients Combing the unified managed account model with robo-advice platforms could help advisors tap the affluent investor market...
