Helping Investors Understand an Adviser’s Value
The answer to what a financial adviser does should be answered both generally and most importantly, in terms of what they can do for their clients.
Recent
Fee confusion persists
Efforts to arm investors with more information about the performance and costs of their investments aren’t working.
CCO for investment firm altered documents to cover compliance failures, SEC says
The firm has been fined and censured for not fixing compliance failures identified by two federal agencies, then altering documents.
COVID-19 Accelerates The Trend Toward Virtual RIA Practice
This year has proven to be the world’s largest work-from-home experiment to date.
The Office As We Knew It Is Dead: Most Advisors Won’t Be Returning Full Time
Even a year from now, most advisors don't expect to be back in the office full time.
Election Fuel: RIA M&A Market Smashes Record As Future Taxes Concerns Loom
Worries about possible changes to the U.S. tax code have pushed the number of RIA mergers and acquisitions in the third quarter to record highs
RIA execs sound the alarm on leverage
In a worst-case scenario, excessive leverage can force a company into restructuring or even bankruptcy.
