Is The Schwab-TD Ameritrade Merger Good For RIAs?
How will the new industry behemoth impact advisors and other firms over the coming months, years, and decades?
Recent
PPP Loan Blowback Bares 3 Hard Industry Truths
Shake Shack shaming advisors who take coronavirus money is almost as bad as total hush-hush. The real problem facing the industry is more complicated.
Exclusive: Pershing Ranked Top Custodian Among Wealth Advisor Readers
Pershing has been ranked the top custodian for Wealth Advisor readers, according to a new survey.
SEC Extends COVID-19 In-Person Meeting Relief for Registered Investment Companies
The SEC extended temporary exemptive relief from in-person voting requirements granted to registered management investment companies.
RIAs Need Fully Digital Workflows to Compete Post-Pandemic
This is how full digital capabilities can help RIAs engage and service clients, and achieve scalability and sustainability, after the crisis ends.
It’s time for RIAs to return their PPP loans
The question that should be asked of any firm that took PPP money is whether the business in question was viable in the first place.
Succession Planning: The Next Generation Of RIAs Is NOT Ready To Take The Helm. Here’s How To Get Them There
The next generation of advisors is not ready to take the helm, according to a report released by DeVoe & Company.
