Several existing firms, including Great Lakes Advisors, J.P. Morgan Asset Management, and WBI Investments, added eight strategies to the platform. These strategies encompass a wide range of portfolios across equity, large cap, and growth themes.
We distill the essential highlights and draw on insights from our compliance consultant network to guide your firm in exceeding compliance expectations for the upcoming year, with a focus on key themes such as cryptocurrency, the new Marketing Rule and retail investor protections.
Older affluent generations are staying the course with their investments while becoming more cautious about spending, whereas their younger counterparts are diversifying investments and seeking additional financial knowledge.
Over the next 12 months, PUREfi Wealth plans to expand strategically in key markets by attracting experienced advisors who have shared values, embrace a fiduciary standard of care, and believe that true independence is best for their clients.
My most memorable investment and life lessons have always come from Berkshire’s annual shareholder meeting where Warren and Charlie would captivate thousands of investors gathering in Omaha, Neb., for what has come to be known as “Woodstock for Capitalists.”
It's the philanthropic season. But many donor-advised programs come with high fees and may not offer investors access to the risk-managed investment strategies needed to maximize the potential of their giving account.
As firms grow in complexity, add new advisors, and introduce more sophisticated investment strategies, managing trading in-house can become cumbersome at best and risky at worst.
