TAMPs

Advances in automated rebalancing make it possible for the rebalancing function to be delegated to somebody else – either to an in-house central rebalancing group or to a third-party firm.

Whether aiming to attract new prospects, engage with your audience, or establish your brand, understanding the nuances of effective copywriting and email marketing can set you apart in a crowded field.

In a financial landscape where investors continue to demand more customization and lower costs, the ability to deliver a direct index strategy may create a multitude of benefits for end clients.

The ETF industry, with over $10 trillion in assets, is ripe for innovation. 1-Clicktrade technology, panent pending, replaces "Learn More" with "Buy Now" buttons, dramatically shortening sales cycles. Its real-time data dashboard empowers advisors and fund managers. This transformative technology offers efficiency, transparency, and a path to redefine ETF success.

The SEC’s order finds that agreements between 3D/L Capital Management and an ETF manager created an incentive for 3D/L to use the manager's funds in its portfolios. A cease & desist order and nearly $300,000 in fines followed.

From identifying what tax bracket your clients fall under and how much is owed in taxes, to what percentage you get to keep, there are countless details to keep an eye out for.

The tax return can provide insights into client's investment activities, allowing you to examine capital gains, dividends, and interest income, allowing you to evaluate the tax efficiency of investment portfolios and identify potential opportunities for tax-loss harvesting and asset location optimization.